Search for: "Christopher Oxley"
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16 Mar 2007, 6:55 am
Christopher Cox, chairman of the Securities and Exchange Commission, on Wednesday rebuffed a call from America's largest business lobby that Sarbanes-Oxley be changed to allow the regulator to ease the burden of complying with the law. [read post]
23 Feb 2008, 9:21 am
If you listened carefully, you could almost hear the collective sigh of relief from 5,000 smaller public companies when Securities and Exchange Commission (SEC) Chairman Christopher Cox proposed yet another extension to the Sarbanes-Oxley (SOX) deadline for an external audit of Internal Control over Financial Reporting (ICFR).The SEC previously appeared to be steadfast in upholding the set deadline for non-accelerated filers, or public companies with less than $75 million in public… [read post]
17 Mar 2007, 1:37 am
Christopher Cox, chairman of the Securities and Exchange Commission, on Wednesday rebuffed a call from America's largest business lobby that Sarbanes-Oxley be changed to allow the regulator to ease the burden of complying with the law. [read post]
12 Dec 2007, 7:30 am
[JURIST] SEC Chairman Christopher Cox told [testimony, PDF; press release] said Wednesday that he intends to propose that the US Securities and Exchange Commission (SEC) [official website] grant a further one-year grace period to small businesses before requiring that they comply with Section 404 of the Sarbanes-Oxley Act [PDF text; SEC materials]. [read post]
8 Aug 2007, 9:16 am
When it comes to protecting investors, the Sarbanes-Oxley Act of 2002 has been successful, Securities and Exchange Commission Chairman Christopher Cox said after the fifth anniversary of the law's passage. [read post]
21 Feb 2020, 8:13 am
The ruling against Christopher Garvey, formerly among Morgan Stanley's top lawyers in Hong Kong, was the latest decision exploring the contours of anti-retaliation provisions of the Sarbanes-Oxley Act of 2002. [read post]
13 May 2007, 10:00 pm
Saturday: Tax Prof Profile: Christopher Hanna Happy 50th Birthday, Dan Shaviro ABA Tax Section May Meeting Camic on Earmarked Taxes Sunday: The Tax Prof Circle of Life Top 5 Tax Paper Downloads Thompson on The Missing Link in Sarbanes-Oxley Constitutional... [read post]
14 Feb 2011, 11:34 am
Judge Christopher F. [read post]
15 Mar 2007, 3:57 am
Yesterday, SEC Chairman Christopher Cox spoke before the U.S. [read post]
26 Feb 2007, 1:11 pm
With overall corporate spending on Sarbanes-Oxley compliance apparently leveling off, two prominent U.S. [read post]
27 Feb 2007, 5:02 am
CFO.com reports that in a letter to SEC Chairman Christopher Cox and PCAOB Chairman Mark Olson, “Senators John Kerry and Olympia Snowe called for an extension in the deadline for companies of less than $75 million in market capitalization to comply with Sarbox 404 rules.” The Sarbanes-Oxley Act was passed in 2002. [read post]
1 Dec 2006, 12:02 am
On November 16th Christopher Cox, the SEC's chairman, promised "significant changes" in coming weeks. [read post]
12 Nov 2006, 5:40 pm
The Washington Post is reporting that SEC Chairman Christopher Cox and Mark W. [read post]
25 Dec 2022, 12:13 pm
Christopher Garvey, an overseas employee of US-based corporation Morgan Stanley, brought the case against the US Department of Labor Administrative Review Board (ARB) after he witnessed Morgan Stanley employees committing potential US securities law violations. [read post]
12 Dec 2007, 12:34 am
After a year of listening to lawmakers hound him for another delay of the date when small companies must comply with the internal-control provision of the Sarbanes-Oxley Act, Securities and Exchange Commission Chairman Christopher Cox says he plans to supply such a reprieve. [read post]
12 Jun 2007, 3:11 am
CFO.com reports that Senators John Kerry (Massachusetts) and Olympia Snowe (Maine) have sent another letter to SEC Chairman Christopher Cox requesting further delay in the implementation of the Sarbanes-Oxley Act’s Section 404 for small companies. [read post]
4 Apr 2007, 11:17 pm
"These needed improvements in the Sarbanes-Oxley process are especially urgent for smaller companies, who will begin complying with Section 404 this year," said SEC Chairman Christopher Cox. [read post]
13 Dec 2006, 10:22 am
The Securities and Exchange Commission today proposed guidance to make it easier and less costly for companies to comply with internal-controls rules set forth by the Sarbanes-Oxley Act. [read post]
4 Jan 2023, 6:09 am
Christopher Garvey was employed as a “regional coverage lawyer” by the Morgan Stanley Japan Group in Tokyo from 2006 to 2011 and Morgan Stanley Asia Limited in Hong Kong from 2011 to 2016. [read post]
10 Nov 2006, 9:06 am
Today's WSJ carries two substantive articles on Sarbanes Oxley and PCAOB / Big Four Firms. [read post]
